After Tom harasses Don about the burger joint, Pal’s Sudden Service in Abingdon, Virginia (Don’s likely new home), they discuss the SEC’s possible new best interest standard and how it would effect dually-registered financial advisers.
The June 6th vote on the SEC’s Best Interest rule.
How dually-registered advisors get away with selling themselves as fiduciaries.
Asking the types of questions that reveal how advisors and their firms make money off you.
Why you have to actually read an advisor’s SEC form ADV.
The dangers of an “iron condor” option strategy.
There’s no such things as a safe 5% tax-free investment!